Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
5 matching institutions
1–5 of 5
| Institution | Licences on record | Warnings |
|---|---|---|
| CIBC Canadian Imperial Bank of Commerce | OSFIRegulatedFCACRegulated | 0 |
| Natixis Banque Populaire Caisse d'Epargne | AMFRegulatedOSFIRegulated | 0 |
| RBC Royal Bank of Canada | MASRegulatedOSFIRegulated | 0 |
| ScotiaBank Bank of Nova Scotia | FCACRegulatedOSFIRegulated | 0 |
| TD BANK Toronto-Dominion Bank | OSFIRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.