Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
9 matching institutions
1–9 of 9
| Institution | Licences on record | Warnings |
|---|---|---|
| JPMorgan Chase & Co | SECRegulatedFDICRegulated | 0 |
| BMO Bank of Montreal | FCACRegulatedFDICRegulatedCDICRegulated | 0 |
| Cathay Bank | DFPIRegulatedFDICRegulatedFRSRegulated | 0 |
| KeyBank | FDICRegulatedFRSRegulatedOCCRegulated | 0 |
| MS Morgan Stanley | FRSRegulatedOCCRegulatedFDICRegulated | 0 |
| The Bank of New York Mellon | DFSRegulatedFDICRegulatedFRSRegulated | 0 |
| Ameriprise Financial Ameriprise Financial, Inc. | FDICRegulatedOCCRegulated | 0 |
| IDB Bank | DFSRegulatedFDICRegulated | 0 |
| State Street State Street Corporation | FRSRegulatedFDICRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.