Institution record
State Street
State Street Corporation
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FRS U.S. Federal Reserve System | 35301 | Regulated | STATE STREET B&TC/STATE STREET CORP | — | Register ↗ |
FDIC Federal Deposit Insurance Corporation (U.S.) | 6 | Regulated | State Street Bank and Trust Company | 1934-01-01 | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing State Street against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| State Street (this record) | FRSFDIC | 2 / 2 | Risk level not supplied | — | 0 |
| MUFG Bank | FCAHKMAFSA+4 | 7 / 7 | Risk level not supplied | — | 0 |
| JPMorgan Chase & Co | SECFDIC | 2 / 2 | Risk level not supplied | — | 0 |
| Deutsche Bank AG | ECBFRSPRA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| BMO | FDICFCACCDIC | 3 / 3 | Risk level not supplied | — | 0 |
| Cathay Bank | DFPIFRSFDIC | 3 / 3 | Risk level not supplied | — | 0 |
State Street: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is State Street's regulatory licence status and supervisory authorisation?
In our imported dataset, State Street (legal entity reference: State Street Corporation) holds 2 recorded licence entries, of which 2 carry a "regulated" status and 2 are marked regulated or registered: FRS (U.S. Federal Reserve System) — licence 35301, status: regulated; FDIC (Federal Deposit Insurance Corporation (U.S.)) — licence 6, status: regulated. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FRS, FDIC public register.
Which of State Street's jurisdictions and licences fall within this site's regulatory coverage?
State Street is tracked under our stock brokers, investment platforms and wealth managers coverage scope based on its institutional service profile (Funds, Banking) rather than a domestic focus licence. Its 2 recorded licences (FRS, FDIC) should be evaluated for cross-border passporting and local solicitation rules.
What is State Street's institutional risk classification, enforcement exposure, and score profile?
State Street carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to State Street's platforms, entity structure, and complaints?
Before allocating capital or executing trades with State Street, institutional and retail allocators should: (1) confirm the domain (statestreet.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FRS.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to State Street's supervisory scope.
TIPS & Inflation Breakevens
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: 30-Day SEC Yield vs. Trailing 12-Month Distribution Yield Audit (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing Form N-1A Item 26 accrual accou
ETF Fee Drag & SEC Yield Audits
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: 10-Year Expense Ratio Fee Drag & Compounding Simulation ($100k) (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing basis-point fee differentials,
Corporate & Municipal Bond ETFs
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing second-order Taylor series conv
Treasury Ladders & Yield Math
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: State Income Tax Exemption & After-Tax Yield Equivalence Matrix (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing U.S. government obligation perc