Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
63 matching institutions
1–50 of 63
| Institution | Licences on record | Warnings |
|---|---|---|
| Swissquote Swissquote Asia Limited | CYSECRegulatedFCASuspected cloneSFCRegulated+3 more | 0 |
| Tiger Brokers UP Fintech Holding Ltd | FINRARegulatedSFCRegulatedASICRegulated+1 more | 0 |
| Yuanta Yuanta Securities (Hong Kong) Co., Ltd | SFCRegulatedSFCRegulated | 0 |
| ajsecurities | SFCRegulated | 0 |
| ASA SECURITIES ASA SECURITIES LIMITED | SFCRegulated | 0 |
| Bright Smart Securities Bright Smart Securities & Commodities Group Limited | SFCRegulated | 0 |
| CAPITAL | SFCRegulated | 0 |
| CASH Financial Services CASH Algo Finance Group | SFCRegulated | 0 |
| Central Wealth Central Wealth Group Holdings Limited | SFCRegulated | 0 |
| Charles Schwab Charles Schwab Corporation | SFCRegulated | 0 |
| China Merchants Securities (HK) | SFCRegulated | 0 |
| DA Internationa (DA International Financial Service Ltd) | SFCRegulated | 0 |
| Donghai International Securities Donghai International Financial Holdings Company Limited | SFCRegulated | 0 |
| Emperor Capital Group Emperor Securities Limited | SFCRegulated | 2 |
| Essence International Securities Essence International Financial Holding Ltd. | SFCRegulated | 0 |
| Everbright Securities China Everbright Securities International Company Limited | SFCRegulated | 0 |
| Finet Securities Finet Securities Limited | SFCRegulated | 0 |
| Finet Securities | SFCRegulated | 0 |
| Forthright Securities Forthright Securities Co., Ltd. | SFCRegulated | 0 |
| Fortune FORTUNE (HK) SECURITIES LIMITED | SFCRegulated | 0 |
| Fulbright Securities Fulbright Securities Limited | SFCRegulated | 0 |
| FUTU Futu Holding Limited | SFCRegulated | 0 |
| GF Securities GF Securities (Hong Kong) Brokerage Limited | SFCRegulated | 0 |
| Guo Yuan GUOYUAN INTERNATIONAL HOLDINGS LIMITED | SFCRegulated | 0 |
| Guosen Securities (HK) | SFCRegulated | 0 |
| Guotai Junan Securities | SFCRegulated | 0 |
| Haitong International Haitong International Securities Group Limited | SFCRegulated | 0 |
| Hantec Hantec Securities | SFCRegulated | 0 |
| HGNH International HGNH International Securities Co., Limited | SFCRegulated | 0 |
| Hua Jin Securities | SFCRegulated | 0 |
| Huatai Securities | SFCRegulated | 0 |
| Kingston Kingston Financial Group | SFCRegulated | 0 |
| Livermore | SFCRegulated | 0 |
| Mizuho Securities | SFCRegulated | 0 |
| Phillip Securities Phillip Securities (HK) | SFCRegulated | 0 |
| Ping An Of China Securities Ping An Of China Securities(Hong Kong) | SFCRegulated | 0 |
| SINOLINK SINOLINK SECURITIES CO., LTD | SFCRegulated | 0 |
| Southwest Securities Southwest Securities International Securities Limited | SFCRegulated | 0 |
| SR WEALTH SECURITIES | SFCRegulated | 0 |
| Success Success Finance Group | SFCRegulated | 0 |
| TIANDA TIANDA FINANCIAL | SFCRegulated | 0 |
| TradeMaster Securities TradeMaster Securities (Hong Kong) Limited | SFCRegulated | 0 |
| TungYat Tung Yat Securities Limited | SFCRegulated | 0 |
| Unicorn Securities Unicorn Securities Company Limited | SFCRegulated | 0 |
| Upbest UpbestGroup | SFCRegulated | 0 |
| uSMART uSMART SG | SFCRegulated | 0 |
| Valuable Capital Valuable Capital Limited | SFCRegulated | 0 |
| VC Group | SFCRegulated | 0 |
| Wanhai Wanhai Securities (HK) Limited | SFCRegulated | 0 |
| Wanlung WAN LUNG SECURITIES LIMITED | SFCRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.