Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
4 matching institutions
1–4 of 4
| Institution | Licences on record | Warnings |
|---|---|---|
| Robinhood Robinhood Markets, Inc. | FINRARegulatedSECRegulatedSECRegulated+6 more | 0 |
| Straits Financial Group | CFTCRegisteredMASRegulatedNFARegistered | 0 |
| E TRADE E TRADE Securities LLC | NFASuspected clone | 0 |
| TD Amertriade | NFARegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.