Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
39 matching institutions
1–39 of 39
| Institution | Licences on record | Warnings |
|---|---|---|
| Doo Prime | FCARegulatedFINRARegulatedSECRegulated+4 more | 1 |
| EC Markets Ec Markets Limited | FMARegulatedFCARegulatedASICRegulated+2 more | 0 |
| Hantec Markets Australia | ASICRegulatedFCARegulatedFSARegulated+1 more | 0 |
| FBS | ASICRegulatedCYSECRegulatedFSCOffshore | 0 |
| Investec | FCARegulatedFSCARegulated | 0 |
| Klips Klips CY Ltd | CYSECRegulatedFSCARegulated | 0 |
| Mohicans Markets | ASICRegulatedVFSCRegulatedMISARegulated+2 more | 0 |
| Absa Group | FSCARegulatedSARBRegulated | 0 |
| Bidvestbank | FSCARegulatedSARBRegulated | 0 |
| CXM Direct CXM Direct LLC | FCARegulatedFSCRegulated | 0 |
| Discovery Bank | FSCARegulatedSARBRegulated | 0 |
| iFOREX | CYSECRegulatedBVIFSCOffshore | 0 |
| Tradeo UR TRADE FIX Ltd | CYSECSuspected cloneFSCSuspected clone | 0 |
| TymeBank | FSCARegulatedSARBRegulated | 0 |
| ZERO MARKETS | FMARegulatedFSCRegulated | 0 |
| Industrial Bank Industrial Bank of Korea | FSSRegulatedFSCRegulated | 0 |
| National Bank of Vanuatu | VFSCRegulatedRBVRegulated | 0 |
| Bank Of Kaohsiung | FSCRegulated | 0 |
| Bank SinoPac | FSCRegulated | 0 |
| bank.sinopac | FSCRegulated | 0 |
| Cathay United Commercial Bank | FSCRegulated | 0 |
| Chang Hwa Bank Chang Hwa Commercial Bank, Ltd | FSCRegulated | 0 |
| COTA Bank | FSCRegulated | 0 |
| CTBC Bank | FSCRegulated | 0 |
| Eastern Int'l Bank | FSCRegulated | 0 |
| entiebank | FSCRegulated | 0 |
| EVEREST Myrtle Ltd | FSCRegulated | 0 |
| INVESTOUS IOS INVESTMENTS LTD | FSCRegulated | 0 |
| LINE Bank | FSCRegulated | 0 |
| Mega Bank | FSCRegulated | 0 |
| NEXT BANK | FSCRegulated | 0 |
| Rakuten Bank | FSCRegulated | 0 |
| SKBank | FSCRegulated | 0 |
| TAICHUNG BANK | FSCRegulated | 0 |
| Taipei Star Bank | FSCRegulated | 0 |
| Taishin International Bank | FSCRegulated | 0 |
| Taiwan Business Bank | FSCRegulated | 0 |
| UNION BANK OF TAIWAN | FSCRegulated | 0 |
| yuantabank | FSCRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.