Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
10 matching institutions
1–10 of 10
| Institution | Licences on record | Warnings |
|---|---|---|
| Swissquote Swissquote Asia Limited | FCASuspected cloneSFCRegulatedCYSECRegulated+3 more | 0 |
| BCV anque cantonale vaudoise | FINMARegulated | 0 |
| Credit Suisse Group AG | FINMARegulated | 0 |
| Julius Bär Julius Bär Group AG | FINMARegulated | 0 |
| PostFinance Ltd | FINMARegulated | 0 |
| Raiffeisenbank | FINMARegulated | 0 |
| UBP SA Union Bancaire Privée | FINMARegulated | 0 |
| UBS BANK UBS Group AG | FINMARegulated | 0 |
| Vontobel Holding AG | FINMARegulated | 0 |
| ZKB Zürcher Kantonalbank | FINMARegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.