Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
23 matching institutions
1–23 of 23
| Institution | Licences on record | Warnings |
|---|---|---|
| Doo Prime | FINRARegulatedASICRegulatedFCARegulated+4 more | 1 |
| Swissquote Swissquote Asia Limited | CYSECRegulatedFCASuspected cloneSFCRegulated+3 more | 0 |
| EC Markets Ec Markets Limited | ASICRegulatedFCARegulatedFMARegulated+2 more | 0 |
| IB Interactive Brokers Hong Kong Limited | IIROCRegulatedFCARegulatedASICRegulated+2 more | 0 |
| Hantec Markets Australia | ASICRegulatedFCARegulatedVFSCRegulated+1 more | 0 |
| XNT LTD | FCARegulatedCYSECRegulatedMFSARegulated | 0 |
| Investec | FSCARegulatedFCARegulated | 0 |
| MUFG Bank | FCARegulatedHKMARegulatedFSARegulated+4 more | 0 |
| Al Rayan Bank | FCARegulatedPRARegulated | 0 |
| Bank of Scotland | FCARegulatedPRARegulated | 0 |
| CXM Direct CXM Direct LLC | FCARegulatedFSCRegulated | 0 |
| Lloyds Bank Lloyds Bank Plc | FCARegulatedPRARegulated | 0 |
| Nedbank Group | FCARegulatedSARBRegulated | 0 |
| Standard Chartered | FCARegulatedPRARegulated | 0 |
| Starling Bank | FCARegulatedPRARegulated | 0 |
| AxCap247 Axis capital Markets Limited | FCARegulated | 0 |
| Danske Bank (Northern Ireland) | FCARegulated | 0 |
| KQ Markets | FCASuspected clone | 0 |
| LHCM LHCM Ltd | FCARegulated | 0 |
| OGM One Global Market Limited | FCARegulated | 0 |
| BMO Bank of Montreal | FDICRegulatedFCACRegulatedCDICRegulated | 0 |
| CIBC Canadian Imperial Bank of Commerce | FCACRegulatedOSFIRegulated | 0 |
| ScotiaBank Bank of Nova Scotia | OSFIRegulatedFCACRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.