Institution directory
Licence records by institution
Look up a broker or financial institution and see every licence record we hold for it: the regulator, the licence number and the status reported by the source.
Coverage: Stock brokers, investment platforms and wealth managers
- Institutions
- 436
- Licences marked regulated
- 551
- Offshore or exceeded scope
- 6
- Clone or revoked flags
- 7
102 matching institutions
51–100 of 102
| Institution | Licences on record | Warnings |
|---|---|---|
| Fortune FORTUNE (HK) SECURITIES LIMITED | SFCRegulated | 0 |
| Freedom Finance Europe Freedom Finance Europe Ltd | CYSECRegulated | 0 |
| Fulbright Securities Fulbright Securities Limited | SFCRegulated | 0 |
| FUTU Futu Holding Limited | SFCRegulated | 0 |
| GF Securities GF Securities (Hong Kong) Brokerage Limited | SFCRegulated | 0 |
| Guo Yuan GUOYUAN INTERNATIONAL HOLDINGS LIMITED | SFCRegulated | 0 |
| Guosen Securities (HK) | SFCRegulated | 0 |
| Guotai Junan Securities | SFCRegulated | 0 |
| Haitong International Haitong International Securities Group Limited | SFCRegulated | 0 |
| Hantec Hantec Securities | SFCRegulated | 0 |
| Hellenic Bank Public Company Ltd | CYSECNo licence | 0 |
| HGNH International HGNH International Securities Co., Limited | SFCRegulated | 0 |
| Hua Jin Securities | SFCRegulated | 0 |
| Huatai Securities | SFCRegulated | 0 |
| Kingston Kingston Financial Group | SFCRegulated | 0 |
| Livermore | SFCRegulated | 0 |
| Mizuho Securities | SFCRegulated | 0 |
| NLB Skladi | ATVPRegulated | 0 |
| OneRoyal Royal Financial Trading (Cy) Ltd | CYSECCancelled | 0 |
| Phillip Securities Phillip Securities (HK) | SFCRegulated | 0 |
| Ping An Of China Securities Ping An Of China Securities(Hong Kong) | SFCRegulated | 0 |
| SINOLINK SINOLINK SECURITIES CO., LTD | SFCRegulated | 0 |
| Southwest Securities Southwest Securities International Securities Limited | SFCRegulated | 0 |
| SR WEALTH SECURITIES | SFCRegulated | 0 |
| Success Success Finance Group | SFCRegulated | 0 |
| TIANDA TIANDA FINANCIAL | SFCRegulated | 0 |
| TradeMaster Securities TradeMaster Securities (Hong Kong) Limited | SFCRegulated | 0 |
| TungYat Tung Yat Securities Limited | SFCRegulated | 0 |
| Unicorn Securities Unicorn Securities Company Limited | SFCRegulated | 0 |
| Upbest UpbestGroup | SFCRegulated | 0 |
| uSMART uSMART SG | SFCRegulated | 0 |
| Valuable Capital Valuable Capital Limited | SFCRegulated | 0 |
| VC Group | SFCRegulated | 0 |
| Wanhai Wanhai Securities (HK) Limited | SFCRegulated | 0 |
| Wanlung WAN LUNG SECURITIES LIMITED | SFCRegulated | 0 |
| WEBULL WEBULL SECURITIES LIMITED | SFCRegulated | 0 |
| WEST BULL WEST BULL SECURITIES LIMITED | SFCRegulated | 0 |
| WestBull Securities | SFCRegulated | 0 |
| WILSON SECURITIES WILSON SECURITIES LIMITED | SFCRegulated | 0 |
| Wing Fung Financial | SFCRegulated | 0 |
| Wintech Securities SFC Licenceholders of Wintech Securities Limited | SFCRegulated | 0 |
| Yellow River Yellow River Securities Limited | SFCRegulated | 0 |
| Zeus Securities Zeus Financial Group | SFCRegulated | 0 |
| ZhongCai ZHONG CAI SECURITIES | SFCRegulated | 0 |
| ZHONGRONG ZHONGRONG PT SECURITIES LIMITED | SFCRegulated | 0 |
| Zhongyang Financial Grou | SFCRegulated | 0 |
| Zinvest Zinvest Global Limited | SFCRegulated | 0 |
| Zinvest Zinvest Global Limited | SFCRegulated | 0 |
| E TRADE E TRADE Securities LLC | NFASuspected clone | 0 |
| International Bank of Luxembourg | CSSFRegulated | 0 |
Records come from an imported dataset and have not been checked one-by-one against official registers. Status and scores reflect source fields, not our own findings or a recommendation.