Institution record
FXGlobe
FXGLOBE
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
VFSCOffshore Vanuatu Financial Services Commission | 700227 | Regulated | FS INTERNATIONAL LIMITED | 2023-02-28 | |
FSATier-3 Financial Supervisory Authority of Norway | FT00080018 | Regulated | FXGLOBE LTD | 2013-12-16 | |
AMFTier-1 Autorité des marchés financiers | 55605 | Regulated | FXGlobe Ltd | 2013-12-16 | |
CYSECTier-2 Cyprus Securities and Exchange Commission | 205/13 | Regulated | FXGlobe Ltd | 2013-06-20 | |
CNBTier-2 Czech National Bank | Number pending check | Regulated | FXGlobe | 2013-12-16 | |
FITier-1 Swedish Financial Supervisory Authority | 33750 | Regulated | FXGlobe Ltd | 2013-12-16 | |
KNFTier-2 Polish Financial Supervision Authority | Number pending check | Regulated | FXGlobe Ltd | 2013-12-16 | |
BoLTier-2 Bank of Lithuania | Number pending check | Regulated | FXGlobe Ltd | — |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing FXGlobe against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| FXGlobe (this record) | VFSCFSAAMF+5 | 8 / 8 | Risk level not supplied | — | 0 |
| Doo Prime | FCAFINRASEC+4 | 7 / 7 | Risk level not supplied | — | 1 |
| Swissquote | FCASFCCYSEC+3 | 5 / 6 | Risk level not supplied | — | 0 |
| Hantec Markets Australia | ASICFCAFSA+1 | 4 / 4 | Risk level not supplied | — | 0 |
| FBS | ASICCYSECFSC | 2 / 3 | Risk level not supplied | — | 0 |
| XNT LTD | CYSECFCAMFSA | 3 / 3 | Risk level not supplied | — | 0 |
FXGlobe: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is FXGlobe's regulatory licence status and supervisory authorisation?
In our imported dataset, FXGlobe (legal entity reference: FXGLOBE) holds 8 recorded licence entries, of which 8 carry a "regulated" status and 8 are marked regulated or registered: VFSC (Vanuatu Financial Services Commission) — licence 700227, status: regulated, Offshore; FSA (Financial Supervisory Authority of Norway) — licence FT00080018, status: regulated, Tier-3; AMF (Autorité des marchés financiers) — licence 55605, status: regulated, Tier-1; CYSEC (Cyprus Securities and Exchange Commission) — licence 205/13, status: regulated, Tier-2; CNB (Czech National Bank) — licence Number pending check, status: regulated, Tier-2; FI (Swedish Financial Supervisory Authority) — licence 33750, status: regulated, Tier-1; KNF (Polish Financial Supervision Authority) — licence Number pending check, status: regulated, Tier-2; BoL (Bank of Lithuania) — licence Number pending check, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official VFSC, FSA, AMF public register.
Which of FXGlobe's jurisdictions and licences fall within this site's regulatory coverage?
FXGlobe is tracked under our stock brokers, investment platforms and wealth managers coverage scope based on its institutional service profile (Indices, Forex, Stocks, Commodities) rather than a domestic focus licence. Its 8 recorded licences (VFSC, FSA, AMF, CYSEC, CNB, FI, KNF, BoL) should be evaluated for cross-border passporting and local solicitation rules.
What is FXGlobe's institutional risk classification, enforcement exposure, and score profile?
FXGlobe carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to FXGlobe's platforms, entity structure, and complaints?
Before allocating capital or executing trades with FXGlobe, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to VFSC.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to FXGlobe's supervisory scope.
ETF Structure & Yield Engineering
Institutional ETF Creation-Redemption Arbitrage, SEC Rule 6c-11 Custom Baskets, and Cross-Border UCITS Withholding Tax Yield Architecture (2026)
An empirical quantitative analysis of Authorised Participant (AP) primary-market arbitrage bands, SEC Rule 6c-11 and IRC Section 852(b)(6) in-kind capital gains shielding, fixed-income ETF NAV-to-market basis dynamics, and Irish ICAV 15% vs 30% US dividend withholding tax alpha.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
ETF Fee Drag & SEC Yield Audits
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.31% 30-Day SEC Yield (3 bps ER) Benchmark)
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark (SGOV-0-3M-UST) stands at 4.31% (30-Day SEC Yield (3 bps ER)) (Source: SEC Form N-1A / U.S. Treasury, 2026-10-20), governing second-order Taylor series con
Corporate & Municipal Bond ETFs
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.20% 30-Day SEC Yield (13.56 bps ER) Benchmark)
SPDR Bloomberg 1-3 Month T-Bill ETF (BIL) Liquidity & Fee Audit (BIL-1-3M-TBILL) stands at 4.20% (30-Day SEC Yield (13.56 bps ER)) (Source: SEC EDGAR / State Street, 2026-10-20), governing second-order Taylor series conv