Institution record
DBG Markets
DBG Markets Limited
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSCATier-2 Financial Sector Conduct Authority | 41920 | Registered | DBG MARKETS ZA (PTY) LTD | 2010-09-14 | |
ASICTier-1 Australian Securities and Investments Commission | 247017 | Regulated | DBG MARKETS (AUSTRALIA) PTY LTD | 2004-03-10 | |
FCATier-1 Financial Conduct Authority | 469459 | Registered | DBG MARKETS (UK) LLP | 2007-10-01 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing DBG Markets against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| DBG Markets (this record) | FSCAASICFCA | 1 / 3 | Risk level not supplied | — | 0 |
| Doo Prime | FCAFINRASEC+4 | 7 / 7 | Risk level not supplied | — | 1 |
| EC Markets | FMAFCAASIC+2 | 3 / 5 | Risk level not supplied | — | 0 |
| IB | IIROCFCAASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| Tiger Brokers | SFCFINRAASIC+1 | 4 / 4 | Risk level not supplied | — | 0 |
| Hantec Markets Australia | ASICFCAFSA+1 | 4 / 4 | Risk level not supplied | — | 0 |
DBG Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is DBG Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, DBG Markets (legal entity reference: DBG Markets Limited) holds 3 recorded licence entries, of which 1 carries a "regulated" status and 3 are marked regulated or registered: FSCA (Financial Sector Conduct Authority) — licence 41920, status: registered, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 247017, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 469459, status: registered, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSCA, ASIC, FCA public register.
Which of DBG Markets's jurisdictions and licences fall within this site's regulatory coverage?
DBG Markets is registered at First Floor, First St Vincent Bank Ltd Building James Street Kingstown St. Vincent and the Grenadines. 16 BEDFORDVIEW TERRACE 48 ARTERIAL ROAD EAST BEDFORDVIEW 110 Bishopsgate, London, England, EC2N 4AY. Govant Building, BP 1276, Port Vila, Vanuatu. ROOM 1804 BEVERLY HOUSE, 93-107 LOCKHART ROAD, WAN CHAI, HONG KONG. and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Precious metals, Indices, Forex, Stocks, Commodities) rather than a domestic focus licence. Its 3 recorded licences (FSCA, ASIC, FCA) should be evaluated for cross-border passporting and local solicitation rules.
What is DBG Markets's institutional risk classification, enforcement exposure, and score profile?
DBG Markets carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to DBG Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with DBG Markets, institutional and retail allocators should: (1) confirm the domain (not supplied in source) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSCA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to DBG Markets's supervisory scope.
ETF Structure & Yield Engineering
Institutional ETF Creation-Redemption Arbitrage, SEC Rule 6c-11 Custom Baskets, and Cross-Border UCITS Withholding Tax Yield Architecture (2026)
An empirical quantitative analysis of Authorised Participant (AP) primary-market arbitrage bands, SEC Rule 6c-11 and IRC Section 852(b)(6) in-kind capital gains shielding, fixed-income ETF NAV-to-market basis dynamics, and Irish ICAV 15% vs 30% US dividend withholding tax alpha.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
Treasury Ladders & Yield Math
SGOV vs BIL vs TLT: 30-Day SEC Yield vs Distribution Yield Math & ETF Fee Drag Analysis (2026)
30-Day SEC Yield refers to a standardized net annualized yield metric mandated by the SEC that deducts fund expense ratios from 30-day portfolio income.
Treasury Ladders & Yield Math
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark: 30-Day SEC Yield vs. Trailing 12-Month Distribution Yield Audit (4.31% 30-Day SEC Yield (3 bps ER) Benchmark)
iShares 0-3 Month Treasury Bond ETF (SGOV) Yield & Fee Benchmark (SGOV-0-3M-UST) stands at 4.31% (30-Day SEC Yield (3 bps ER)) (Source: SEC Form N-1A / U.S. Treasury, 2026-10-20), governing Form N-1A Item 26 accrual acco