BAM

In our imported dataset, BAM (legal entity reference: BAM Trading Services Inc.) holds 15 recorded licence entries, of which 15 carry a "regulated" status and 15 are marked regulated or registered: FSPR (Financial Service Providers Register) — licence FSP1003864, status: regulated, Tier-1; FI (Swedish Financial Supervisory Authority) — licence 66822, status: regulated, Tier-1; SEC (U.S. Securities and Exchange Commission) — licence 1906829, status: regulated, Tier-1; BdE (Banco de España) — licence D661, status: regulated, Tier-1; Polish (National Revenue Administration of Poland) — licence RDWW – 465, status: regulated, Tier-2; AMF (Autorité des marchés financiers) — licence E2022-037, status: regulated, Tier-1; CONSOB (Commissione Nazionale per le Società e la Borsa) — licence 05215280750, status: regulated, Tier-1; FSCA (Financial Sector Conduct Authority) — licence FSP 51619, status: regulated, Tier-2; FIU (Financial Intelligence Unit) — licence 305595206, status: regulated, Tier-3; AFSA (Astana Financial Services Authority) — licence 211040900220, status: regulated, Tier-3; VARA (Virtual Assets Regulatory Authority) — licence VL/24/04/001, status: regulated, Tier-2; CNV (Comisión Nacional de Valores) — licence 76, status: regulated, Tier-3; AUSTRAC (Australian Transaction Reports and Analysis Centre) — licence 100576141-001, status: regulated, Tier-1; CNAD (Comisión Nacional de Activos Digitales) — licence PSDA/001-2003 / 648c5c0751164005aa47d43a, status: regulated, Tier-3; ICDX (Indonesia Commodity & Derivatives Exchange) — licence 001/BAPPEBTI/CP-AK/11/2019, status: regulated, Tier-2. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSPR, FI, SEC public register.

BAM is tracked under our stock brokers, investment platforms and wealth managers coverage scope based on its institutional service profile (CFDs, Precious metals, Stock indices, Forex) rather than a domestic focus licence. Its 15 recorded licences (FSPR, FI, SEC, BdE, Polish, AMF, CONSOB, FSCA, FIU, AFSA, VARA, CNV, AUSTRAC, CNAD, ICDX) should be evaluated for cross-border passporting and local solicitation rules.

BAM carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts. Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.

Before allocating capital or executing trades with BAM (listed execution software: Binance), institutional and retail allocators should: (1) confirm the domain (binance.us/en) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSPR.