Institution record
Admiral Markets
ADMIRAL MARKETS PTY LTD
- Source score
- —
- Warnings
- 0
- Comments
- 0
Licence records
Licences within our coverage (stock brokers, investment platforms and wealth managers) are listed first. Check each one on the regulator's own register.
| Regulator | Licence no. | Status | Licensed entity | Date | |
|---|---|---|---|---|---|
FSAOffshore Financial Services Authority Seychelles | SD073 | Offshore | Admirals SC Ltd | — | |
EFSATier-2 Estonian Financial Supervision and Resolution Authority | 10932555 | Regulated | Admiral Markets AS | 05/06/2009 | |
ASICTier-1 Australian Securities and Investments Commission | 000410681 | Regulated | ADMIRALS AU PTY LTD | 2012-01-19 | |
FCATier-1 Financial Conduct Authority | 595450 | Regulated | Admiral Markets UK Ltd | 2013-06-12 | |
CyFOTier-2 FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS | 201/13 | Regulated | Admirals Europe Ltd (ex Admiral Markets Cyprus Ltd) | 2013-06-14 | |
BaFinTier-1 Bundesanstalt für Finanzdienstleistungsaufsicht | 122679 | Exceeded scope | Admiral Markets AS | 2009-07-29 |
Peer regulatory & risk comparison
Side-by-side supervisory and risk benchmark comparing Admiral Markets against peer institutions in our stock brokers, investment platforms and wealth managers dataset.
| Institution | Primary regulators | Regulated / total | Risk classification | Source score | Warnings |
|---|---|---|---|---|---|
| Admiral Markets (this record) | FSAEFSAASIC+3 | 4 / 6 | Risk level not supplied | — | 0 |
| Doo Prime | FCAFINRASEC+4 | 7 / 7 | Risk level not supplied | — | 1 |
| EC Markets | FMAFCAASIC+2 | 3 / 5 | Risk level not supplied | — | 0 |
| IB | IIROCFCAASIC+2 | 5 / 5 | Risk level not supplied | — | 0 |
| Tiger Brokers | SFCFINRAASIC+1 | 4 / 4 | Risk level not supplied | — | 0 |
| Hantec Markets Australia | ASICFCAFSA+1 | 4 / 4 | Risk level not supplied | — | 0 |
Admiral Markets: institutional due diligence FAQ
Key supervisory, licensing, and counterparty verification questions generated from the dataset.
What is Admiral Markets's regulatory licence status and supervisory authorisation?
In our imported dataset, Admiral Markets (legal entity reference: ADMIRAL MARKETS PTY LTD) holds 6 recorded licence entries, of which 4 carry a "regulated" status and 4 are marked regulated or registered: FSA (Financial Services Authority Seychelles) — licence SD073, status: offshore, Offshore; EFSA (Estonian Financial Supervision and Resolution Authority) — licence 10932555, status: regulated, Tier-2; ASIC (Australian Securities and Investments Commission) — licence 000410681, status: regulated, Tier-1; FCA (Financial Conduct Authority) — licence 595450, status: regulated, Tier-1; CyFO (FINANCIAL OMBUDSMAN OF THE REPUBLIC OF CYPRUS) — licence 201/13, status: regulated, Tier-2; BaFin (Bundesanstalt für Finanzdienstleistungsaufsicht) — licence 122679, status: exceeded scope, Tier-1. Institutional due diligence requires verifying that the exact legal entity on your counterparty agreement matches the licensed entity name and registration number on the official FSA, EFSA, ASIC public register.
Which of Admiral Markets's jurisdictions and licences fall within this site's regulatory coverage?
Admiral Markets is registered at Level 1, 17 Castlereagh Street, Sydney, NSW 2000, Australia and tracked under our stock brokers, investment platforms and wealth managers scope based on its institutional service profile (Indices, Forex, Stocks, Commodities, Bonds) rather than a domestic focus licence. Its 6 recorded licences (FSA, EFSA, ASIC, FCA, CyFO, BaFin) should be evaluated for cross-border passporting and local solicitation rules.
What is Admiral Markets's institutional risk classification, enforcement exposure, and score profile?
Admiral Markets carries a "risk level not supplied" classification in the source dataset (composite numeric scores are not supplied for this record). The record flags 0 regulatory warning or complaint counts and 1 licence record with elevated status flags (BaFin: exceeded scope). Because these figures reflect imported source fields rather than primary audit findings, compliance teams should review primary enforcement bulletins directly.
What operational due diligence steps apply to Admiral Markets's platforms, entity structure, and complaints?
Before allocating capital or executing trades with Admiral Markets (listed execution software: Admirals · Stocks · Forex trading), institutional and retail allocators should: (1) confirm the domain (admiralmarkets.com) against regulator-approved domains to guard against clone firms; (2) verify whether any of the 0 recorded warning/complaint entries or 0 user comments involve withdrawal restrictions or scope violations; and (3) confirm the dispute-resolution ombudsman tied to FSA.
Related institutional research & regulatory analysis
Editorial briefings and compliance research from ETFYield Lab relevant to Admiral Markets's supervisory scope.
Fixed Income ETFs & Market Microstructure
SEC Rule 6c-11 Custom Creation Baskets, Fixed-Income ETF NAV Arbitrage & After-Tax Yield Drag Model (2026)
Authorized Participant (AP) custom creation and redemption baskets under SEC Rule 6c-11 refer to non-pro-rata fixed-income portfolio transfers that allow ETF issuers to purge low-basis, illiquid, or off-the-run bonds in-kind without realizing distributable capital gains, compressing annualized after-tax yield drag by 42 to 118 basis points compared with open-end mutual funds.
ETF Fee Drag & SEC Yield Audits
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders: 30-Day SEC Yield vs. Trailing 12-Month Distribution Yield Audit (4.22% Held-to-Maturity Net YTW Benchmark)
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders (IBOND-TARGET-MAT) stands at 4.22% (Held-to-Maturity Net YTW) (Source: SEC Form N-1A Target-Date Filings, 2026-10-20), governing Form N-1A Item 26 accrua
Corporate & Municipal Bond ETFs
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders: 10-Year Expense Ratio Fee Drag & Compounding Simulation ($100k) (4.22% Held-to-Maturity Net YTW Benchmark)
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders (IBOND-TARGET-MAT) stands at 4.22% (Held-to-Maturity Net YTW) (Source: SEC Form N-1A Target-Date Filings, 2026-10-20), governing basis-point fee differen
Treasury Ladders & Yield Math
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders: Modified Duration, DV01 & +/-100 bps Parallel Yield Shock Table (4.22% Held-to-Maturity Net YTW Benchmark)
iShares iBonds & Invesco BulletShares Target-Maturity Bond Ladders (IBOND-TARGET-MAT) stands at 4.22% (Held-to-Maturity Net YTW) (Source: SEC Form N-1A Target-Date Filings, 2026-10-20), governing second-order Taylor seri